// DA FORM 4856 BUILDER & POLICY REFERENCE · ATP 6-22.1 · AR 623-3
PART I & II — SETUP
Do not skip this. Part IV is the most commonly neglected section of the 4856. Set a specific follow-up date
before the Soldier leaves the room — "TBD" defeats the purpose of the plan of action.
PART III — PLAN OF ACTION
GENERATED COUNSELING RECORD
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Reminder: A Soldier cannot be forced to sign or agree with a counseling. If they disagree, they may add their
own remarks in Part III — document that they were given the opportunity, and if they refuse to sign entirely, note that
in the leader's remarks per your local SOP.
Performance / Professional Growth Periodic
Reviews duty performance over a set period against the Soldier's duty description and established standards.
Covers both strengths and areas needing improvement — the routine, recurring counseling every subordinate should receive.
ATP 6-22.1, The Counseling Process
Event-Oriented As Needed
Tied to a specific incident or situation — superior performance, substandard performance, a disciplinary issue,
a pending promotion board, reception/integration of a new arrival, crisis counseling, or adverse separation. Conduct as close
to the event as possible; don't let it wait for the next scheduled cycle.
ATP 6-22.1, The Counseling Process
Initial Counseling Required — 30 Days
Conducted within the first 30 days of a new rating period or the start of a new supervisory relationship.
Establishes duty description, performance standards, and expectations up front — the foundation the rest of the rating
period is measured against.
AR 623-3 (evaluation reporting system)
Timelines at a glance
Initial counseling
Within 30 days
of new rating period or new supervisory relationship
minimum — more frequently if conduct or performance requires it
The Four Parts of DA Form 4856
Part
Contents
I
Administrative data — rank, DoD ID, date, organization, counselor
II
Purpose of counseling and the leader's facts/observations — the "why," stated before the discussion
III
Plan of action, Soldier's remarks, leader responsibilities, session closing and signatures
IV
Follow-up assessment — was the plan of action achieved? Completed by both leader and Soldier at the scheduled follow-up
Records: DA Form 4856 records are typically destroyed upon reassignment (other than rehabilitative transfers),
separation at ETS, or retirement — they serve the current assignment and rating period, not a permanent file. Exact
retention timelines are governed by ARIMS and the Records Retention Schedule–Army, not by a single paragraph in the form
itself. Soldiers should keep their own copies regardless — there's no downside to a complete personal record.
WHY COUNSELING PACKETS GET KICKED BACK
Vague key points — "Soldier needs to improve" with no specific behavior, date, or standard cited.
No follow-up date — Part IV left blank or marked "TBD," so the plan of action is never actually assessed.
Personal characterizations instead of facts — describing the Soldier's attitude or character rather than
observable, dated actions and their impact on the mission.
Plan of action too vague to act on — goals need to be specific enough to actually modify or maintain
behavior, with a clear timeline, not just "do better."
Wrong or missing category — not clearly marking whether the session is performance, event-oriented, or
initial makes the record harder to interpret later, including in a rebuttal.
Waiting too long after the event — event-oriented counseling loses credibility (and accuracy) the longer
it's delayed from the actual incident.
Good test: A reader picking up this form months later — with zero other context — should be able to tell
exactly what happened, when, why it mattered, and what was supposed to happen next.